All Transactions listed Alphabetically
| COMPANY & DESCRIPTION | TRANSACTION |
|---|---|
| ADS Technologies, Inc. Manufacturer of Audio Electronics |
Private placement of $4 million Convertible Preferred Stock and arrangement of a $7.5 million Revolving Credit Facility in connection with the acquisition of Orion Industries, Inc. |
| Allagash Brewing Company Craft Brewer |
Arrangement of a Senior Credit Facility consisting of a Term Loan, Commercial Mortgage, and Revolving Credit Facility. |
| Allagash Brewing Company Craft Brewer |
Arrangement of an expanded Senior Credit Facility consisting of a Term Loan, Commercial Mortgages, and Revolving Credit Facility (several times). |
| AmVideo Corporation Cable TV Operator |
Private placement of a Term Loan. |
| AmVideo Corporation Cable TV Operator |
Financial advisor to the company in connection with its acquisition by Prime Cable Corporation. |
| Advanced Program Xchange Laboratories, Inc. Enterprise Application Interchange Software Developer |
Private placement of Convertible Preferred Stock. |
| Bluebird Inc. NYSE-Listed Meat Processor |
Private placement of $8.5 million Industrial Revenue Bonds and the arrangement of a $20 million Revolving Credit Facility. |
| Bluebird Inc. NYSE-Listed Meat Processor |
Financial advisor to the company in connection with its acquisition by Northern Foods, Ltd. For $72 million. |
| The Boston Phoenix Newspaper Publisher |
Financial advisor to management in connection with its acquisition of the 50% ownership held by investors. |
| The Boston Phoenix Newspaper Publisher |
Financial advisor to the company in connection with its acquisition of its principal competitor. |
| Bouyea Baking Co., Inc. And Fassetts Bakery Inc. Bread & Roll Bakers |
Financial advisor to these Bouyea family-owned companies in connection with their acquisition. We initiated this transaction and assisted in the negotiations. |
| Branch Group, Inc. Electrical Supplies Distributor |
Arrangement of a $35 million Revolving Credit Facility. |
| CDM Smith, Inc. Environmental Engineering Services |
Private placement of $10 million of Senior Term Notes and arrangement of a $25 million Revolving Credit Facility. |
| CDM Smith, Inc. Environmental Engineering Services |
Financial advisor in connection with designing a Stock Ownership Plan and restructuring the company's capital structure. |
| CDM Smith, Inc. Environmental Engineering Services |
Valuation of the company for gift tax purposes. |
| Certica Solutions, Inc. (fka The Center for Data Quality, Inc.) Provider of Education Technology, Content and Data Solutions |
Financial advisor to the company in connection with arranging a private placement of common stock. |
| Cirrus Technologies, Inc. Manufacturer of Audio Broadcast & Recording Equipment |
Financial advisor to the company in connection with arranging acquisition financing, including a Revolving Credit/Term Facility, Subordinated Notes with Warrants, and Convertible Preferred Stock. |
| Commercialware Incorporated Software for Direct & eCommerce & Merchants |
Financial advisor to the company in connection with its acquisition by ASA International Ltd. |
| Commercialware Incorporated Software for Direct & eCommerce & Merchants |
Financial advisor to management in connection with the subsequent divestiture from ASA International Ltd. via management led LBO. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with its acquisition by Computer Sciences Corporation. We initiated this transaction and assisted in the negotiations. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with structuring and arranging the buyout of a major Stockholder through a leveraged ESOP financing. |
| Cook Family Foods, Ltd. Meat Processor |
Private placement of Industrial Revenue Bonds and arrangement of a Revolving Credit Facility and Term Loan. |
| Cook Family Foods, Ltd. Meat Processor |
Financial advisor to the company in connection with its acquisition by ConAgra, Inc. for $75 million |
| Cumberland Farms Convenience Stores |
Various financial advisory services, including Valuations of closely held affiliated companies for tax and acquisition purposes. |
| Diamond Machining Technology, Inc. Manufacturer of Consumer & Industrial Tools |
Financial advisor to the company in connection with its acquisition by Vogel Capital, Inc. |
| DME Acquisition Corporation Manufacturer of Navigation Equipment |
Financial advisor to Lawler Botsford & Company, founder of DME, in connection with its acquisition of Digital Marine Electronics Corporation, including structuring and arranging $14 million debt and equity financing for the transaction. |
| EHV-Weidmann Industries, Inc. Manufacturer of Electrical Transformer Insulation Products |
Private placement of Senior Notes and arrangement of a Revolving Credit Facility. |
| Electronic Space Systems Corporation Manufacturer of Ground Based Radomes & Antennae |
Financial advisor to the company in connection with its acquisition by L-3 Communications Corporation. We initiated this transaction and led the negotiations for the company. |
| Electro-Films, Inc. Manufacturer of Micro-Electronic Components |
Financial advisor to the company in connection with its acquisition by Vishay Intertechnologies, Inc. We initiated this transaction and led the negotiations for the company. |
| Elmwood Sensors, Inc. Manufacturer of Electrical Components |
Financial advisor to the company in connection with its acquisition by Hawker Siddeley Group Ltd. For $20 million. We initiated this transaction and assisted in the negotiations for the company. |
| Gividi S.A.P.A. Manufacturer of Materials for Printed Circuit Boards |
Financial advisor to the company in connection with its acquisition of GGF, a U.S. division of a Square D Company subsidiary, including structuring, negotiating, and arranging the $9 million debt financing issued in conjunction with the acquisition. |
| Guzovsky Electrical Corporation Electrical Contracting Services |
Financial advisor to the company and its shareholders in connection with its acquisition by JWP Inc. |
| Harpak, Inc. Distributor & Integrator of Automated Food Packaging Equipment |
Financial advisor to the Company in connection with its merger with ULMA Packaging Systems, Inc., a wholly owned subsidiary of ULMA C y E, S. Corp. |
| Harpak-Ulma Packaging, LLC. Distributor & Integrator of Automated Food Packaging Equipment |
Arrangement of a Revolving Credit Facility. |
| Health Development Corporation Health & Fitness Club Operator |
Financial advisor to the company in connection with its acquisition by Town Sports International, Inc. We initiated this transaction and led the negotiations for the company. |
| Hercules Engines, Inc. Manufacturer of Diesel Engines |
Financial advisor to the company in connection with its acquisition of White Engines, Inc., including the private placement of $45 million Term debt and arrangement of a Revolving Credit Facility. |
| Heredia Pte. Ltd. Enhanced Communications Services Provider |
Financial advisor to the company in connection with structuring and negotiating the company's equity financing from a corporate partner in Shanghai, PRC. |
| Heritage Restoration Inc. Construction Services |
Financial advisor to the company in connection with its management buyout financed by Alaris Equity Partners. |
| Heritage Restoration Holdings, LLC. Construction Services |
Financial advisor to the company in connection with its recapitalization. |
| Homeview, Inc. Home Buyers MultiMedia Search Service |
Private placement of $6 million Convertible Preferred Stock with IBM Corporation. |
| Infiltrator Systems, Inc. Manufacturer of Septic & Water Disposal Systems |
Valuation of the company's Equity Appreciation Rights (EARs) in connection with a private placement |
| Interleaf, Inc. Desktop Publishing Software Developer |
Private placement of secondary Common Stock. |
| Jamesbury Corp. Manufacturer of Industrial Valves & Control Devices |
Financial advisor to the company in connection with its divestiture of Decitek Corp., a wholly owned subsidiary. We initiated this transaction and assisted in the negotiations. |
| John J. Roche Guardian Ad Litem vs. Boston Safe Deposit Trust |
Provided testimony as an expert witness relating to the definition of liquidity and "prudent man" investment criteria. |
| Kurzweil Computer Products, Inc. Artificial Intelligence Computer Product Designer |
Private placement of Convertible Subordinated Notes and Common Stock. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Private placement of Convertible Preferred Stock. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Private placement of Subordinated Notes and Common Stock. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Valuation in connection with the company's offer to exchange securities. |
| MailWise, LLC Provider of Hosted Email Security Solutions | Financial advisor to the Company in connection with its acquisition by j2 Global Communications, Inc. |
| Maple Grove Farms Of Vermont, Inc. Specialty Foods Processor |
Financial advisor to the company in connection with its acquisition by BGH Holdings, Inc., the parent company of B&G Foods, Inc. We assisted in structuring and negotiating the transaction. |
| Massachusetts Gas & Electric Light Supply Co. Electrical Supplies Distributor |
Financial advisor to the company in connection with its acquisition by Branch Group, Inc. We assisted in structuring and negotiating the transaction. |
| Mast Industries, Inc. Manufacturer of Women's Apparel |
Acted as Offeree Representative to Mast shareholders in connection with the acquisition of Mast by The Limited. |
| Metro-Net Inc. Radio Station Holding Company |
Private placement of Subordinated Notes and Preferred Stock and arrangement of a Revolving Credit/Term Loan Facility in connection with a radio station acquisition. |
| Monitoring Technologies Corporation Manufacturer of Machine Monitoring Equipment |
Private placement of Convertible Preferred Stock. |
| Monitoring Technologies Corporation Manufacturer of Machine Monitoring Equipment |
Private placement of Subordinated Notes with Warrants. |
| Northern New England Gas Corporation Gas Utility |
Financial advisor to the company in connection with its leveraged buyout of Vermont Gas Systems, Inc., including the private placement of $11 million of Senior Notes. |
| Pathway Design, Inc. Communications Software Developer |
Private placement of Convertible Preferred Stock and Subordinated Notes. |
| Pathway Design, Inc. Communications Software Developer |
Financial advisor to the company in connection with its acquisition by ICOT Corporation. |
| Patrick Cudahy Incorporated Meat Processor |
Financial advisor to a minority shareholder in connection with the sale of a 20% interest to majority shareholder Smithfield Foods, Inc, including structuring the transaction. |
| Phase3 Systems, Inc. Securities Transaction Processing Software Developer |
Financial advisor to the company in connection with its acquisition by SunGard Data Systems, Inc. We initiated this transaction and assisted in the negotiations. |
| Physical Sciences Inc. Applied Research & Development Services |
Private placement of Subordinated Notes with Alternative Warrants and arrangement of a Revolving Credit Facility to finance the growth of a commercial environmental instruments subsidiary. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Private placement of Convertible Preferred Stock. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Financial advisor to the company in connection with its acquisition by ACT Teleconferencing, Inc. We initiated this transaction and led the negotiations. |
| Purity Supreme, Inc. Food & Drug Retailer |
Private placement of $10 million Senior Notes. |
| RedTail Solutions Inc. Supply Chain Software Services |
Financial advisor to the company in connection with its acquisition by TrueCommerce, a portfolio company of ACCEL-KKR. |
| Robert Flemming & Co. Limited UK Merchant Bank |
Financial advisor to the company in connection with the evaluation and sale of its minority Stock ownership in a privately held company. |
| Scottsdale Water Service Company LP Water Treatment Facility |
Financial advisor in connection with structuring and negotiating the private financing for a $25 million water treatment privatization project. |
| Seayco Integrators, Inc. Provider of Warehouse Automation Software & Services | Financial Advisor to the Company in connection with its acquisition by Reddwerks Corporation. |
| SPP Hambro & Co. Specialty Investment Bank |
Financial advisor to this New York based investment bank in connection with its management buyout. |
| Stanley Martin Companies Regional Homebuilder & Real Estate Developer |
Arrangement of a $100 million Revolving Credit Facility. |
| Storage Technology, Inc. Computer Data Storage Subsystems |
Provided testimony as an expert witness relating to the question of materiality of the restatement of interim earnings subsequent to an effective s-14 registration statement and proxy. |
| Tibersoft Corporation Supply-Chain Management Software Developer |
Private placement of $7.65 million of Convertible Participating Preferred Stock. |
| Tivoli Audio, LLC Designer of Premium Quality Audio Products |
Financial advisor to the company and its Board of Directors in connection with the company’s recapitalization. |
| Trina, Inc. Manufacturer of Travel Accessories |
Valuation of the company for estate tax purposes. |
| TW Kutter, Inc. Distributor of Food Processing Equipment |
Financial advisor to the company in connection with its acquisition by Alfa-Laval A.B. |
| Twincraft, Inc. Manufacturer of Custom Soaps | Financial advisor to the Company in connection with its acquisition by Langer, Inc. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $20.5 million of Convertible Preferred Stock. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $5 million of Convertible Preferred Stock. |
| Vermont Gas Systems, Inc. Gas Utility |
Private placement of Industrial Revenue Bonds. |
| Vertex Pharmaceuticals Incorporated Global Biotechnology & Drug Discovery Company |
Financial advisor to Vertex (NASDAQ: VRTX) in connection with the sale of its subsidiary PanVera LLC to Invitrogen Corporation (NASDAQ: IVGN) for $95 million. |
| Vertex Pharmaceuticals Incorporated Global Biotechnology & Drug Discovery Company |
Fairness Opinion in connection with the divestiture of certain assay technologies and the products business of one of the company's subsidiaries, PanVera LLC. |
| Vertex Pharmaceuticals Incorporated Global Biotechnology & Drug Discovery Company |
Valuation of certain biotechnology products in connection with a vendor supply agreement. |
| West Lynn Creamery Dairy Processor |
Financial advisor to non-management shareholders in connection with the company's acquisition by Suiza Foods, Inc. |
| Wicor Americas, Inc. Manufacturer of Electrical Transformer Components |
Private Placement of $23.75 million Term Loan and Revolving Credit Facility, $16 million Second Lien Term Notes, and $9 million Subordinated Notes. |
| Wicor Americas, Inc. Manufacturer of Electrical Insulation for Transformers |
Financial advisor to the company in connection with its acquisition of the Specialty Coatings Division of Avery Dennison Corporation for $47 million and the arrangement of a $37 million Revolving Credit and Term Loan Facility and $14 million Senior Subordinated Notes, both issued in conjunction with the acquisition. |