| COMPANY & DESCRIPTION | TRANSACTION |
|---|---|
| Stanley Martin Companies Regional Homebuilder & Real Estate Developer |
Arrangement of a $100 million Revolving Credit Facility. |
| Allagash Brewing Company Craft Brewer |
Arrangement of a Senior Credit Facility consisting of a Term Loan, Commercial Mortgage, and Revolving Credit Facility. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $20.5 million of Convertible Preferred Stock. |
| Wicor Americas, Inc. Manufacturer of Electrical Insulation for Transformers |
Private placement of $37 million Revolving Credit and Term Loan Facility and $14 million Senior Subordinated Notes issued in conjunction with WICOR's acquisition of the Specialty Coatings Division of Avery Dennison Corporation. |
| Tibersoft Corporation Supply-Chain Management Software Developer |
Private placement of $7.65 million of Convertible Participating Preferred Stock. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Private placement of Convertible Preferred Stock. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Private placement of Convertible Preferred Stock. |
| Kurzweil Computer Products, Inc. Artificial Intelligence Computer Product Designer |
Private placement of Convertible Subordinated Notes and Common Stock. |
| Certica Solutions, Inc. (fka The Center for Data Quality, Inc.) Provider of Education Technology, Content and Data Solutions |
Financial advisor to the company in connection with arranging a private placement of common stock. |
| Wicor Americas, Inc. Manufacturer of Electrical Insulation for Transformers |
Private Placement of $37 million Revolving Credit and Term Loan Facility and $14 million Senior Subordinated Notes issued in conjunction with WICOR's acquisition of the Specialty Coatings Division of Avery Dennison Corporation. |
| CDM Smith, Inc. Environmental Engineering Services |
Private placement of $10 million of Senior Term Notes and arrangement of a $25 million Revolving Credit Facility. |
| Allagash Brewing Company Craft Brewer |
Arrangement of an expanded Senior Credit Facility consisting of a Term Loan, Commercial Mortgages, and Revolving Credit Facility (several times). |
| Harpak-Ulma Packaging, LLC. Distributor & Integrator of Automated Food Packaging Equipment |
Arrangement of a Revolving Credit Facility. |
| Bluebird Inc. NYSE-Listed Meat Processor |
Private placement of $8.5 million Industrial Revenue Bonds and the arrangement of a $20 million Revolving Credit Facility. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $5 million of Convertible Preferred Stock. |
| Homeview, Inc. Home Buyers MultiMedia Search Service |
Private placement of $6 million Convertible Preferred Stock with IBM Corporation. |
| Branch Group, Inc. Electrical Supplies Distributor |
Arrangement of a $35 million Revolving Credit Facility |
| Physical Sciences Inc. Applied Research & Development Services |
Private placement of Subordinated Notes with Alternative Warrants and arrangement of a Revolving Credit Facility to finance the growth of a commercial environmental instruments subsidiary. |
| Advanced Program Xchange Laboratories, Inc. Enterprise Application Interchange Software Developer |
Private placement of Convertible Preferred Stock. |
| ADS Technologies, Inc. Manufacturer of Audio Electronics |
Private placement of $4 million Convertible Preferred Stock and arrangement of a $7.5 million Revolving Credit Facility in connection with the acquisition of Orion Industries, Inc. |
| Hercules Engines, Inc. Manufacturer of Diesel Engines |
Private placement of $45 million Term debt and arrangement of a Revolving Credit Facility issued in connection with the acquisition of White Engines, Inc. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Private placement of Subordinated Notes and Common Stock. |
| Pathway Design, Inc. Communications Software Developer |
Private placement of Convertible Preferred Stock and Subordinated Notes. |
| Purity Supreme, Inc. Food & Drug Retailer |
Private placement of $10 million Senior Notes. |
| Interleaf, Inc. Desktop Publishing Software Developer |
Private placement of secondary Common Stock. |
| EHV-Weidmann Industries, Inc. Manufacturer of Electrical Transformer Insulation Products |
Private placement of Senior Notes and arrangement of a Revolving Credit Facility. |
| AmVideo Corporation Cable TV Operator |
Private placement of a Term Loan. |
| Gividi S.A.P.A. Manufacturer of Materials for Printed Circuit Boards |
Arrangement of $9 million debt financing issued in conjunction with the acquisition of GGF, a U.S. division of a Square D Company subsidiary. |
| DME Acquisition Corporation Manufacturer of Navigation Equipment |
Arrangement of $14 million debt and equity financing in connection with Lawler Botsford & Company's/DME's acquisition of Digital Marine Electronics Corporation. |
| The Boston Phoenix Newspaper Publisher |
Arrangement of Term Loan financing and Revolving Credit Facilities in connection with the management buyout. |
| The Boston Phoenix Newspaper Publisher |
Arrangement of Term Loan financing and Revolving Credit Facilities in connection with the acquisition of its principal competitor. |
| Monitoring Technologies Corporation Manufacturer of Machine Monitoring Equipment |
Private placement of Convertible Preferred Stock. |
| Monitoring Technologies Corporation Manufacturer of Machine Monitoring Equipment |
Private placement of Subordinated Notes with Warrants. |
| Cook Family Foods, Ltd. Meat Processor |
Private placement of Industrial Revenue Bonds and arrangement of a Revolving Credit Facility and Term Loan. |
| Scottsdale Water Service Company LP Water Treatment Facility |
Financial advisor in connection with structuring and negotiating the private financing for a $25 million water treatment privatization project. |
| Vermont Gas Systems, Inc. Gas Utility |
Private placement of Industrial Revenue Bonds. |