TECHNOLOGY & TELECOMMUNICATIONS

COMPANY & DESCRIPTION TRANSACTION
Tivoli Audio, LLC
Designer of Premium Quality Audio Products
Financial advisor to the company and its Board of Directors in connection with the company’s recapitalization.
Certica Solutions, Inc.
(fka The Center for Data Quality, Inc.)  Provider of Education Technology, Content and Data Solutions
Financial advisor to the company in connection with arranging a private placement of common stock.
Proximity, Inc.
Teleconferencing & Video
Conferencing Services
Financial advisor to the company in connection with its acquisition by ACT Teleconferencing, Inc. We initiated this transaction and led the negotiations.
Seayco Integrators, Inc.
Provider of Warehouse Automation Software & Services
Financial advisor to the Company in connection with its acquisition by Reddwerks Corporation.
Kurzweil Computer Products, Inc.
Artificial Intelligence Computer
Product Designer
 Private placement of Convertible Subordinated Notes and Common Stock.
MailWise, LLC
Provider of Hosted Email Security Solutions
Financial advisor to the Company in connection with its acquisition by j2 Global Communications, Inc.
Verance Corporation
Media Information Services Provider & DRM Software Developer
Private placement of $20.5 million of Convertible Preferred Stock.
RedTail Solutions Inc.
Supply Chain Software Services
Financial advisor to the company in connection with its acquisition by TrueCommerce, a portfolio company of ACCEL-KKR.
Tibersoft Corporation
Supply-Chain Management
Software Developer
Private placement of $7.65 million of Convertible Participating Preferred Stock.
Commercialware Incorporated
Software for Direct & eCommerce
& Merchants
Financial advisor to the company in connection with its acquisition by ASA International Ltd.
Advanced Program Xchange
Laboratories, Inc.

Enterprise Application Interchange Software Developer
Private placement of Convertible Preferred Stock.
Computer Partners, Inc.
Systems Integration Consulting
Financial advisor to the company in connection with its acquisition by Computer Sciences Corporation. We initiated this transaction and assisted in the negotiations.
Interleaf, Inc.
Desktop Publishing Software Developer
Private placement of secondary Common Stock.
Pathway Design, Inc.
Communications Software Developer
Private placement of Convertible Preferred Stock and Subordinated Notes.
Phase3 Systems, Inc.
Securities Transaction Processing Software Developer
Financial advisor to the company in connection with its acquisition by SunGard Data Systems, Inc. We initiated this transaction and assisted in the negotiations.
Storage Technology, Inc.
Computer Data Storage Subsystems
Provided testimony as an expert witness relating to the question of materiality of the restatement of interim earnings subsequent to an effective s-14 registration statement and proxy.
Homeview, Inc.
Home Buyers MultiMedia Search Service
Private placement of $6 million Convertible Preferred Stock with IBM Corporation.
Heredia Pte. Ltd.
Enhanced Communications Services Provider
Financial advisor to the company in connection with structuring and negotiating the company's equity financing from a corporate partner in Shanghai, PRC.
Verance Corporation
Media Information Services Provider & DRM Software Developer
Private placement of $5 million of Convertible Preferred Stock.
Pathway Design, Inc.
Communications Software Developer
Financial advisor to the company in connection with its acquisition by ICOT Corporation.
Commercialware Incorporated
Software for Direct & eCommerce
& Merchants
Financial advisor to management in connection with the subsequent divestiture from ASA International Ltd. via management led LBO.
Proximity, Inc.
Teleconferencing & Video
Conferencing Services
Private placement of Convertible Preferred Stock.
Physical Sciences Inc.
Applied Research & Development Services
Private placement of Subordinated Notes with Alternative Warrants and arrangement of a Revolving Credit Facility to finance the growth of a commercial environmental instruments subsidiary.
Cirrus Technologies, Inc.
Manufacturer of Audio Broadcast & Recording Equipment
Financial advisor to the company in connection with arranging acquisition financing, including a Revolving Credit/Term Facility, Subordinated Notes with Warrants, and Convertible Preferred Stock.
Computer Partners, Inc.
Systems Integration Consulting
Financial advisor to the company in connection with structuring and arranging the buyout of a major Stockholder through a leveraged ESOP financing.
DME Acquisition Corporation
Manufacturer of Navigation Equipment
Financial advisor to Lawler Botsford & Company, founder of DME, in connection with its acquisition of Digital Marine Electronics Corporation, including structuring and arranging $14 million debt and equity financing for the transaction.
ADS Technologies, Inc.
Manufacturer of Audio Electronics
Private placement of $4 million Convertible Preferred Stock and arrangement of a $7.5 million Revolving Credit Facility in connection with the acquisition of Orion Industries, Inc.
Gividi S.A.P.A.
Manufacturer of Materials for Printed Circuit Boards
Financial advisor to the company in connection with its acquisition of GGF, a U.S. division of a Square D Company subsidiary, including structuring, negotiating, and arranging the $9 million debt financing issued in conjunction with the acquisition.
Electronic Space Systems Corporation
Manufacturer of Ground Based
Radomes & Antennae
Financial advisor to the company in connection with its acquisition by L-3 Communications Corporation. We initiated this transaction and led the negotiations for the company.
Electro-Films, Inc.
Manufacturer of Micro-Electronic Components
Financial advisor to the company in connection with its acquisition by Vishay Intertechnologies, Inc. We initiated this transaction and led the negotiations for the company.
Elmwood Sensors, Inc.
Manufacturer of Electrical Components
Financial advisor to the company in connection with its acquisition by Hawker Siddeley Group Ltd. For $20 million. We initiated this transaction and assisted in the negotiations for the company.