| COMPANY & DESCRIPTION | TRANSACTION |
|---|---|
| Tivoli Audio, LLC Designer of Premium Quality Audio Products |
Financial Advisor to the company and its Board of Directors in connection with the company’s recapitalization. |
| Certica Solutions, Inc. (fka The Center for Data Quality, Inc.) Provider of Education Technology, Content and Data Solutions |
Financial advisor to the company in connection with arranging a private placement of common stock. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Financial advisor to the company in connection with its acquisition by ACT Teleconferencing, Inc. We initiated this transaction and led the negotiations. |
| Seayco Integrators, Inc. Provider of Warehouse Automation Software & Services |
Financial Advisor to the Company in connection with its acquisition by Reddwerks Corporation. |
| Kurzweil Computer Products, Inc. Artificial Intelligence Computer Product Designer |
Private placement of Convertible Subordinated Notes and Common Stock. |
| MailWise, LLC Provider of Hosted Email Security Solutions |
Financial Advisor to the Company in connection with its acquisition by j2 Global Communications, Inc. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $20.5 million of Convertible Preferred Stock. |
| Tibersoft Corporation Supply-Chain Management Software Developer |
Private placement of $7.65 million of Convertible Participating Preferred Stock. |
| Commercialware Incorporated Software for Direct & eCommerce & Merchants |
Financial advisor to the company in connection with its acquisition by ASA International Ltd. |
| Advanced Program Xchange Laboratories, Inc. Enterprise Application Interchange Software Developer |
Private Placement of Convertible Preferred Stock. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with its acquisition by Computer Sciences Corporation. We initiated this transaction and assisted in the negotiations. |
| Interleaf, Inc. Desktop Publishing Software Developer |
Private placement of secondary Common Stock. |
| Pathway Design, Inc. Communications Software Developer |
Private placement of Convertible Preferred Stock and Subordinated Notes. |
| Phase3 Systems, Inc. Securities Transaction Processing Software Developer |
Financial advisor to the company in connection with its acquisition by SunGard Data Systems, Inc. We initiated this transaction and assisted in the negotiations. |
| Storage Technology, Inc. Computer Data Storage Subsystems |
Provided testimony as an expert witness relating to the question of materiality of the restatement of interim earnings subsequent to an effective s-14 registration statement and proxy. |
| Homeview, Inc. Home Buyers MultiMedia Search Service |
Private placement of $6 million Convertible Preferred Stock with IBM Corporation. |
| Heredia Pte. Ltd. Enhanced Communications Services Provider |
Financial advisor to the company in connection with structuring and negotiating the company’s equity financing from a corporate partner in Shanghai, PRC. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $5 million of Convertible Preferred Stock. |
| Pathway Design, Inc. Communications Software Developer |
Financial advisor to the company in connection with its acquisition by ICOT Corporation. |
| Commercialware Incorporated Software for Direct & eCommerce & Merchants |
Financial advisor to management in connection with the subsequent divestiture from ASA International Ltd. via management led LBO. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Private placement of Convertible Preferred Stock. |
| Physical Sciences Inc. Applied Research & Development Services |
Private placement of Subordinated Notes with Alternative Warrants and arrangement of a Revolving Credit Facility to finance the growth of a commercial environmental instruments subsidiary. |
| Cirrus Technologies, Inc. Manufacturer of Audio Broadcast & Recording Equipment |
Financial advisor to the company in connection with arranging acquisition financing, including a Revolving Credit/Term Facility, Subordinated Notes with Warrants, and Convertible Preferred Stock. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with structuring and arranging the buyout of a major Stockholder through a leveraged ESOP financing. |
| DME Acquisition Corporation Manufacturer of Navigation Equipment |
Financial advisor to Lawler Botsford & Company, founder of DME, in connection with its acquisition of Digital Marine Electronics Corporation, including structuring and arranging $14 million debt and equity financing for the transaction. |
| ADS Technologies, Inc. Manufacturer of Audio Electronics |
Private placement of $4 million Convertible Preferred Stock and arrangement of a $7.5 million Revolving Credit Facility in connection with the acquisition of Orion Industries, Inc. |
| Gividi S.A.P.A. Manufacturer of Materials for Printed Circuit Boards |
Financial advisor to the company in connection with its acquisition of GGF, a U.S. division of a Square D Company subsidiary, including structuring, negotiating, and arranging the $9 million debt financing issued in conjunction with the acquisition. |
| Electronic Space Systems Corporation Manufacturer of Ground Based Radomes & Antennae |
Financial advisor to the company in connection with its acquisition by L-3 Communications Corporation. We initiated this transaction and led the negotiations for the company. |
| Electro-Films, Inc. Manufacturer of Micro-Electronic Components |
Financial advisor to the company in connection with its acquisition by Vishay Intertechnologies, Inc. We initiated this transaction and led the negotiations for the company. |
| Elmwood Sensors, Inc. Manufacturer of Electrical Components |
Financial advisor to the company in connection with its acquisition by Hawker Siddeley Group Ltd. For $20 million. We initiated this transaction and assisted in the negotiations for the company. |