| COMPANY & DESCRIPTION | TRANSACTION |
|---|---|
| Tivoli Audio, LLC Designer of Premium Quality Audio Products |
Financial Advisor to the company and its Board of Directors in connection with the company’s recapitalization. |
| CDM Smith, Inc. Environmental Engineering Services |
Financial advisor in connection with designing a Stock Ownership Plan and restructuring the company’s capital structure. |
| Vertex Pharmaceuticals Incorporated Global Biotechnology & Drug Discovery Company |
Fairness Opinion in connection with the divestiture of certain assay technologies and the products business of one of the company’s subsidiaries, PanVera LLC. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with structuring and arranging the buyout of a major Stockholder through a leveraged ESOP financing. |
| Storage Technology, Inc. Computer Data Storage Subsystems |
Provided testimony as an expert witness relating to the question of materiality of the restatement of interim earnings subsequent to an effective s-14 registration statement and proxy. |
| Robert Flemming & Co. Limited UK Merchant Bank |
Financial advisor to the company in connection with the evaluation and sale of its minority Stock ownership in a privately held company. |
| Infiltrator Systems, Inc. Manufacturer of Septic & Water Disposal Systems |
Valuation of the company’s Equity Appreciation Rights (EARs) in connection with a private placement. |
| Cumberland Farms Convenience Stores |
Various financial advisory services, including Valuations of closely held affiliated companies for tax and acqusition purposes. |
| Heredia Pte. Ltd. Enhanced Communications Services Provider |
Financial advisor to the company in connection with structuring and negotiating the company’s equity financing from a corporate partner in Shanghai, PRC. |
| Vertex Pharmaceuticals Incorporated Global Biotechnology & Drug Discovery Company |
Valuation of certain biotechnology products in connection with a vendor supply agreement. |
| CDM Smith, Inc. Environmental Engineering Services |
Valuation of the company for gift tax purposes. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Valuation in connection with the company’s offer to exchange securities. |
| John J. Roche Guardian Ad Litem vs. Boston Safe Deposit Trust |
Provided testimony as an expert witness relating to the definition of liquidity and “prudent man” investment criteria. |
| Trina, Inc. Manufacturer of Travel Accessories |
Valuation of the company for estate tax purposes. |